Northeastern University

University Compliance Helpline (617-373-5911)

This is a reminder that Northeastern University is dedicated to upholding the highest standards of professional conduct and compliance with all applicable laws, regulations and ordinances that may apply to University activities. The University embraces the principles of honesty, integrity, respect and professionalism in its own conduct and the conduct of those acting on its behalf. The University expects those principles will be upheld by all administrators, faculty, staff, and the student body as well as outside contractors providing services to the University.

We understand that at times there may be deviations from these principles. It is important for each of us to assume responsibility for reporting such deviations. Typically you should report such matters to your supervisor, or to the supervisor of someone you believe to be acting in a manner that is not compliant with University policies or procedures. If you do not feel comfortable reporting that activity through the appropriate channels, the University recognizes the need for an alternative way to communicate those concerns confidentially and perhaps anonymously.

Several years ago, the University established a helpline specifically targeting incidents of fiscal misconduct. Recognizing that fiscal misconduct is only one of many issues the University Community may encounter that need to be addressed by the highest levels of the University Administration, we are expanding the role of the helpline. This confidential reporting mechanism will now be available to accept reports related to concerns of non-compliance, acts outside University policy, unethical conduct, conflicts-of-interest and working conditions inconsistent with university policy and values, as well as incidents of fiscal misconduct. This compliance helpline is available to all constituencies of the University community.

The University Compliance Helpline, 617-373-5911 is a confidential reporting line, maintained by the Office of Institutional Audit, Compliance and Risk Services, that is set up to receive reports about improper conduct or violations of laws, University policies and procedures or other evidence of inappropriate behavior. All reports are treated as confidential and may be made anonymously. Reports may also be made via E-mail (comphelpline@neu.edu) or direct mail to the Director of Audit, Compliance and Risk Services. In accordance with University policy, all reports can be made without fear of retaliation.

We all play an important role in the University’s on-going effort toward achieving excellence in all that we do. A community that is willing to assume responsibility and play an active role will ensure that we succeed. Thank you for doing your part.

If you have questions about the University Compliance Helpline or the type of activity the Helpline is set-up to address, please contact The Office of Institutional Audit, Compliance and Risk Services at x5997.